Brian Lee – Securities Industry Essentials (SIE)
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Brian Lee – Securities Industry Essentials (SIE)
Securities Industry Essentials (SIE)
A comprehensive video course with one of the most dynamic instructors in the country – Brian Lee.
The new Securities Industry Essentials (SIE) exam is based on common industry knowledge and general concepts
Your Instructor
Brian Lee
Brian Lee has been helping students pass their exams for over 20 years. Brian began teaching Series 7 in 1995 in Portland, Or and Seattle, Wa and is the founder of TestGeek Exam Prep, LLC.
Course Curriculum
Securities Industry Essentials (SIE)
Introduction
Downloable Class Notes
SIE Introduction (19:40)
UNIT 1 Knowledge of Capital Markets
Lesson 1- SRO’s , Customers and Others (16:12)
Lesson 2 (21:13)
Lesson 3 (15:05)
Lesson 4 (7:10)
UNIT 2 Understanding Products and Their Risks
Lesson 1- Equity Securities (13:39)
Lesson 2 – Corporate Debt Securities (23:23)
Lesson 3 – Gov’t, Municipal and Money Market Securities (17:42)
Lesson 4 – Options (29:15)
Lesson 5 – Investment Companies (11:45)
Lesson 6 – Other Securities Products (12:21)
Unit 3 Trading, Customer Accounts and Prohibited Acitivities
Lesson 1 (22:18)
Lesson 2 (19:28)
Lesson 3 (7:08)
Unit 4 Regulatory Framework
Lesson 1 (11:21)
Practice Final Exam
Practice Exam
Salepage : Brian Lee – Securities Industry Essentials (SIE)
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