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Series 63 Video Course – Brian Lee

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Series 63 Video Course – Brian Lee Download. Let Brian Lee, one of the most dynamic instructors in the country, take you through everything you need to kno…

SAVE MORE 70% Series 63 Video Course – Brian Lee course Full content with 30% price as sale page. After purchasing a course from WSOlib, you will get the download link using lifetime.

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Let Brian Lee, one of the most dynamic instructors in the country, take you through everything you need to know to pass your Series 63 the first time. We understand! We’ve read those textbooks too!

Course Curriculum

Module 1 State and Federal Regs.

  • Introduction (12:41)
  • Downloadable Series 63 Quicknotes
  • Persons, Broker/Dealers, Agents (27:32)
  • Lesson 2 – Investment Advisers (21:56)
  • Lesson 3 – Investment Adviser Reps. (5:11)
  • Definition of Persons Worksheet
  • Lesson 4 – Registration Procedures (U.S.A.) (22:57)
  • Lesson 5 – Securities, Exemptions, Exempt Transactions (25:43)
  • Lesson 6 – Administrator’s Provisions (20:31)

Module 2 – Unethical Behavior of B/D’s, Agents, IA’s and IAR’s

  • Lesson 1 – Statement of Policy of Unethical Practices (28:16)
  • Lesson 2 – Closing (1:24)

Final Exam

  • Practice Final
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Specification: Series 63 Video Course – Brian Lee




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Series 63 Video Course – Brian Lee
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